FSA Compliance for IFA and Brokers

FSA Compliance for IFA and Brokers

FSA Compliance for IFA and Brokers

The 'For Brokers' channel is for FSA regulated IFA and Brokers businesses only. It is not aimed at the general public.

Welcome to the 'For Brokers' compliance and training channel.

The 'For Brokers' compliance channel aims to assist with FSA Compliance for IFA and Broker firms in offering low cost and accessible compliance and training solutions, to ensure compliance with FSA rules.

FSA Compliance News and Updates - only the important FSA compliance regulatory news that you need to action

Compliance IT.com - will revolutionise forever, the way IFA and broker firms purchase external FSA compliance help

IFA Training.com - means IFA and broker firms can purchase low cost, proven training solutions as part of their training and compliance regime

Fee Safe.com - gives IFA and broker firms the option to purchase a complete, fee based business model and package

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This page is designed to meet the needs of the financial services industry and not the general public.

This website is a trading style of Roberts Clark IFS Limited who is an independent intermediary, authorised and regulated in the United Kingdom by the Financial Services Authority. You can check this on the FSA Register. Our FSA authorisation number is 192598.

Training Services and Compliance Services are not regulated by the Financial Services Authority. The FSA does not allow authorised persons or approved persons to decline responsibility and pass blame for any rule breach to training and compliance consultants they have engaged. Whilst the guidance, content and documents offered are believed to be accurate, their use is at your own risk.

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